The Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator, which was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC's authority and scope were determined by the Australian Securities and Investments Commission Act, 2001.
Current Status:
Clone FirmLicense Type:
Common Financial Service LicenseRegulated in Country/Area
Regulatory License No.:
330757Email Address of Licensed Institution :
george@alphasecurities.com.auLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
Suite 301, 10 Bridge Street, SYDNEY NSW 2000Phone Number of Licensed Institution :
02 9299 9270Licensed Institution Certified Documents :
Alpha Securities Pty ASIC监管信息截图 View Certified Documents 1 View Certified Documents ALPHA SECURITIES AFCA20200812更新 View Certified Documents 假冒阿尔法证券 afca投诉页面 View Certified DocumentsThe Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.
Current Status:
Clone FirmLicense Type:
Investment Advisory LicenseRegulated in Country/Area
Regulatory License No.:
801104Email Address of Licensed Institution :
compliance@gtmmarket.comLicense Type:
No SharingWebsite of Licensed Institution :
Expiry Date :
--Address of Licensed Institution :
65-68 Leadenhall Street London EC3A 2AD UNITED KINGDOMPhone Number of Licensed Institution :
+44 2031437480Licensed Institution Certified Documents :
801104 FCA牌照20190809.png View Certified Documents FCA监管 View Certified Documents GTM FCA牌照 View Certified DocumentsThe Database of WikiFX comes from the official regulatory authorities , such as the FCA, ASIC, etc. The published content is also based on fairness, objectivity and fact. WikiFX doesn't ask for PR fees, advertising fees, ranking fees, data cleaning fees and other illogical fees. WikiFX will do its utmost to maintain the consistency and synchronization of database with authoritative data sources such as regulatory authorities, but does not guarantee the data to be up to date consistently.
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