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    Regulated

    Blackrock

    Score6.23/10
    • Dealing in futures contracts
      SFC Regulated
    • Retail Forex License
      MAS Regulated
    • Investment Advisory License
      ASIC Exceeded
    • Investment Advisory License
      FCA Exceeded
    • Company Name
      Blackrock
    • Company Abbreviation
      Blackrock
    • Registered country
      Hong Kong
    • Regulatory Status
      Regulated
    • Customer Service Phone Number
      470-520-5000
    • Official QQ
      --
    • Customer Service Email Address
      --
    Website
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    History Screenshots
    05 , 2021
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      05 , 2021
      https://www.blackrock.com
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      https://www.blackrock.com
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      https://www.blackrock.com
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      03 , 2021
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      03 , 2021
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    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Current Status:

      Regulated
    • License Type:

      Dealing in futures contracts
    • Regulated in Country/Area

      Hong Kong
    • Regulatory License No.:

      AFF275
    • Licensed Institutions :

      BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司

      Effective Time :

      2003-12-16
    • Email Address of Licensed Institution :

      hkgcompliance@blackrock.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.blackrock.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      香港中環花園道三號冠君大廈十六樓

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      AFF275 牌照地址 View Certified Documents AFF275 牌照信息 View Certified Documents
    Monetary Authority of Singapore

    Monetary Authority of Singapore (MAS)

    MAS is the integrated regulator and supervisor of financial institutions in Singapore. In 1970, Parliament passed the Monetary Authority of Singapore Act leading to the formation of MAS on 1 January 1971. The passing of the MAS Act gave MAS the authority to regulate the financial services sector in Singapore.MAS has been given powers to act as a banker to and financial agent of the Government. It has also been entrusted to promote monetary stability, and make credit and exchange policies conducive to the growth of the economy. In April 1977, the Government decided to bring the regulation of the insurance industry under MAS. The regulatory functions under the Securities Industry Act (1973) were also transferred to MAS in September 1984.MAS now administers the various statutes pertaining to money, banking, insurance, securities and the financial sector. Following its merger with the Board of Commissioners of Currency on 1 October 2002, MAS also assumed the function of currency issuance.

    • Current Status:

      Regulated
    • License Type:

      Retail Forex License
    • Regulated in Country/Area

      Singapore
    • Regulatory License No.:

      Unreleased
    • Licensed Institutions :

      BLACKROCK (SINGAPORE) LIMITED

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.blackrock.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      TWENTY ANSON 20 ANSON ROAD #18-01 079912

      Phone Number of Licensed Institution :

      6564113000
    • Licensed Institution Certified Documents :

      BLACKROCK 监管信息 View Certified Documents
    Australia Securities & Investment Commission

    Australia Securities & Investment Commission (ASIC)

    The Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator, which was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC's authority and scope were determined by the Australian Securities and Investments Commission Act, 2001.

    • Current Status:

      Exceeded
    • License Type:

      Investment Advisory License
    • Regulated in Country/Area

      Australia
    • Regulatory License No.:

      230523
    • Licensed Institutions :

      BLACKROCK INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED

      Effective Time :

      2003-10-24
    • Email Address of Licensed Institution :

      stuart.howard1@blackrock.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.blackrock.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Chifley Tower Level 37, 2 Chifley Square, SYDNEY NSW 2000

      Phone Number of Licensed Institution :

      61 2 9272 2357
    • Licensed Institution Certified Documents :

      230523 AFCA牌照地址 View Certified Documents 230523 ASIC牌照信息 View Certified Documents BLACKROCK ASIC20200722更新 View Certified Documents BLACKROCK AFCA20200722更新 View Certified Documents
    Financial Conduct Authority

    Financial Conduct Authority (FCA)

    The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.

    • Current Status:

      Exceeded
    • License Type:

      Investment Advisory License
    • Regulated in Country/Area

      United Kingdom
    • Regulatory License No.:

      178638
    • Licensed Institutions :

      BlackRock International, Limited

      Effective Time :

      2001-12-01
    • Email Address of Licensed Institution :

      blkregulatoryengagement@blackrock.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.blackrock.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Exchange Place One 1 Semple Street Edinburgh Midlothian EH3 8BL UNITED KINGDOM

      Phone Number of Licensed Institution :

      4401314727200
    • Licensed Institution Certified Documents :

      BlackRock监管页截图.png View Certified Documents
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