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    Regulated

    CLSA Premium

    Score8.66/10
    • Market Making(MM)
      ASIC Regulated
    • Market Making(MM)
      FMA Regulated
    • Retail Forex License
      SFC Regulated
    • Financial Service Corporate
      FSPR Revoked
    • Company Name
      CLSA Premium
    • Company Abbreviation
      CLSA Premium
    • Registered country
      Hong Kong
    • Regulatory Status
      Regulated
    • Customer Service Phone Number
      +852 2600 7688
    • Official QQ
      --
    • Customer Service Email Address
      services@clsapremium.com
    Website
    Time Selection
    Confirm
    History Screenshots
    11 , 2020
    • Time
      11 , 2020
      https://www.clsapremium.com
    10 , 2020
    • Time
      10 , 2020
      https://www.clsapremium.com
    09 , 2020
    • Time
      09 , 2020
      https://www.clsapremium.com
    08 , 2020
    • Time
      08 , 2020
      https://www.clsapremium.com
    • No meaningful screenshots were found.
    Australia Securities & Investment Commission

    Australia Securities & Investment Commission (ASIC)

    The Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator, which was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC's authority and scope were determined by the Australian Securities and Investments Commission Act, 2001.

    • Current Status:

      Regulated
    • License Type:

      Market Making(MM)
    • Regulated in Country/Area

      Australia
    • Regulatory License No.:

      226602
    Financial Markets Authority

    Financial Markets Authority (FMA)

    The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.

    • Current Status:

      Regulated
    • License Type:

      Market Making(MM)
    • Regulated in Country/Area

      New Zealand
    • Regulatory License No.:

      1762
    • Licensed Institutions :

      CLSA PREMIUM NEW ZEALAND LIMITED

      Effective Time :

      2016-11-03
    • Email Address of Licensed Institution :

      owen.smith@clsapremium.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.clsapremium.com/

      Expiry Date :

      --
    • Address of Licensed Institution :

      Unit 301, Level 3 8 Commerce Street, Achilles House Auckland 1010

      Phone Number of Licensed Institution :

      +64 09 3598999
    • Licensed Institution Certified Documents :

      KVB FMA监管截图2更新20191206 View Certified Documents KVB 监管页截图.png View Certified Documents CLSA Premium FMA监管2 2020.04.23 View Certified Documents KVB FMA监管截图1更新20191206 View Certified Documents CLSA PREMIUM-新西兰1762牌照200916 View Certified Documents CLSA Premium FMA监管 2020.04.23 View Certified Documents KVB KUNLUN FSP1762投诉截图191205 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Current Status:

      Regulated
    • License Type:

      Retail Forex License
    • Regulated in Country/Area

      Hong Kong
    • Regulatory License No.:

      ALB893
    • Licensed Institutions :

      CLSA Premium International (HK) Limited

      Effective Time :

      2004-10-20
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.clsapremium.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Unit 7501 & 7508, Level 75, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong*

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      ALB893 牌照信息 20190212更新 View Certified Documents CLSA 牌照更新 2019 12 6.png View Certified Documents CLSA Premium SFC监管截图2更新20200422 View Certified Documents KVB KUNLUN SFC(ALB893)牌照191205 View Certified Documents CLSA Premium SFC监管截图1更新20200422 View Certified Documents ALB893 牌照地址 20190212更新 View Certified Documents
    Financial Service Providers Register

    Financial Service Providers Register (FSPR)

    The Financial Service Providers Register (FSPR) has been established under the Financial Service Providers (Registration and Dispute Resolution) Act 2008. FSPR is a searchable register of people, businesses and organisations that provide financial services in New Zealand. It enables over-the-counter brokerage firms that are unregulated, as well as new start-ups, to gain customer confidence and credibility, without the worry of complying with regulatory barriers imposed in a number of other countries.

    • Current Status:

      Revoked
    • License Type:

      Financial Service Corporate
    • Regulated in Country/Area

      New Zealand
    • Regulatory License No.:

      488226
    • Licensed Institutions :

      KVB KUNLUN SECURITIES (NZ) LIMITED

      Effective Time :

      2016-03-22
    • Email Address of Licensed Institution :

      claire.zhou@clsapremium.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      2020-07-02
    • Address of Licensed Institution :

      Unit 301, Level 3 8 Commerce Street, Achilles House Auckland 1010

      Phone Number of Licensed Institution :

      +64 09 3598999
    • Licensed Institution Certified Documents :

      KVB KUNLUN FSP基本信息20200923更新 View Certified Documents CLSA Premium FSP监管 2020.07.02 View Certified Documents KVB KUNLUN FSPR488226投诉截图191205 View Certified Documents CLSA Premium FSP监管2 2020.04.23 View Certified Documents CLSA Premium FSP 监管2020.04.23 View Certified Documents KVB Prime FSPR 488226 监管截图2 View Certified Documents KVB Prime FSPR 488226 监管截图 View Certified Documents
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