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    Regulated

    Marex Spectron

    Score8.33/10
    • Market Making(MM)
      FCA Regulated
    • Dealing in futures contracts
      SFC Regulated
    • Investment Advisory License
      FCA Exceeded
    • Common Financial Service License
      NFA Exceeded
    • Company Name
      Marex Spectron Group
    • Company Abbreviation
      Marex Spectron
    • Registered country
      United Kingdom
    • Regulatory Status
      Regulated
    • Customer Service Phone Number
      +44 (0)20 7655 6000
    • Official QQ
      --
    • Customer Service Email Address
      acrabbe@marexspectron.com
    Website
    Time Selection
    Confirm
    History Screenshots
    02 , 2021
    • Time
      02 , 2021
      http://www.marexspectron.com
    01 , 2021
    • Time
      01 , 2021
      http://www.marexspectron.com
    12 , 2020
    • Time
      12 , 2020
      http://www.marexspectron.com
    11 , 2020
    • Time
      11 , 2020
      http://www.marexspectron.com
    • No meaningful screenshots were found.
    All sort of time
    Financial Conduct Authority

    Financial Conduct Authority (FCA)

    The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.

    • Current Status:

      Regulated
    • License Type:

      Market Making(MM)
    • Regulated in Country/Area

      United Kingdom
    • Regulatory License No.:

      442767
    • Licensed Institutions :

      Marex Financial

      Effective Time :

      2006-01-13
    • Email Address of Licensed Institution :

      london-compliance@marexspectron.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.marexspectron.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Level Five 155 Bishopsgate London EC2M 3TQ UNITED KINGDOM

      Phone Number of Licensed Institution :

      44 2076556000
    • Licensed Institution Certified Documents :

      Marex Spectron FCA牌照 View Certified Documents Marex Financial FCA20190812.jpg View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Current Status:

      Regulated
    • License Type:

      Dealing in futures contracts
    • Regulated in Country/Area

      Hong Kong
    • Regulatory License No.:

      AWH257
    • Licensed Institutions :

      Marex Hong Kong Limited

      Effective Time :

      2011-01-28
    • Email Address of Licensed Institution :

      HKMIC@marexspectron.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      http://www.marexspectron.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Unit 1107 ICBC Tower, 3 Garden Road, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      Marex Spectron SFC监管信息2.20191106 View Certified Documents Marex Spectron SFC监管信息1.20191106 View Certified Documents AWH257 SFC20200514地址更新 View Certified Documents Marex Spectron SFC截图2 View Certified Documents Marex Spectron SFC截图1 View Certified Documents
    Financial Conduct Authority

    Financial Conduct Authority (FCA)

    The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry. On 19 December 2012, the Financial Services Act 2012 received royal assent, and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. It focuses on the regulation of conduct by both retail and wholesale financial services firms.

    • Current Status:

      Exceeded
    • License Type:

      Investment Advisory License
    • Regulated in Country/Area

      United Kingdom
    • Regulatory License No.:

      193027
    • Licensed Institutions :

      Marex Spectron International Limited

      Effective Time :

      2001-12-01
    • Email Address of Licensed Institution :

      london-regulatory@marexspectron.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.marexspectron.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      Level Five 155 Bishopsgate London EC2M 3TQ UNITED KINGDOM

      Phone Number of Licensed Institution :

      +44 02076556000
    • Licensed Institution Certified Documents :

      Marex Spectron FCA牌照 View Certified Documents Marex Spectron International Limited FCA20190812.jpg View Certified Documents Marex Spectron fca20201020更新 View Certified Documents
    National Futures Association

    National Futures Association (NFA)

    National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.

    • Current Status:

      Exceeded
    • License Type:

      Common Financial Service License
    • Regulated in Country/Area

      United States
    • Regulatory License No.:

      0424278
    • Licensed Institutions :

      MAREX NORTH AMERICA LLC

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      360 Madison Avenue 3rd Floor New York, NY 10017 United States

      Phone Number of Licensed Institution :

      212584 3860
    • Licensed Institution Certified Documents :

      Marex Spectron NFA牌照 View Certified Documents Marex Spectron NFA监管信息20191105 View Certified Documents
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