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    Regulated

    UBS

    Score7.24/10
    • Futures License
      CFFEX Regulated
    • Dealing in futures contracts
      SFC Regulated
    • Dealing in futures contracts
      SFC Regulated
    • Company Name
      UBS Securities Asia Limited
    • Company Abbreviation
      UBS
    • Registered country
      Hong Kong
    • Regulatory Status
      Regulated
    • Customer Service Phone Number
      +852 2971 8888
    • Official QQ
      --
    • Customer Service Email Address
      --
    Website
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    History Screenshots
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    • About More
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    China Financial Futures Exchange

    China Financial Futures Exchange (CFFEX)

    China Financial Futures Exchange Co. Ltd. (CFFEX), established with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC), is an incorporated exchange specializing in providing trading and clearing services for financial futures, options and other derivatives. On September 8, 2006, CFFEX was established in Shanghai by Shanghai Futures Exchange, Zhengzhou Commodity Exchange, Dalian Commodity Exchange, Shanghai Stock Exchange, and Shenzhen Stock Exchange. The establishment of CFFEX and development of China’s financial futures market bear great strategic significance on deepening the financial market reform, enhancing the financial system, facilitating the robust functioning of the financial market and adapting to the new normal of economic development.

    • Current Status:

      Regulated
    • License Type:

      Futures License
    • Regulated in Country/Area

      China
    • Regulatory License No.:

      0317
    • Licensed Institutions :

      瑞银期货有限责任公司

      Effective Time :

      --
    • Email Address of Licensed Institution :

      --

      License Type:

      No Sharing
    • Website of Licensed Institution :

      --

      Expiry Date :

      --
    • Address of Licensed Institution :

      --

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      瑞银期货 牌照信息--20190219更新 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Current Status:

      Regulated
    • License Type:

      Dealing in futures contracts
    • Regulated in Country/Area

      Hong Kong
    • Regulatory License No.:

      AAV882
    • Licensed Institutions :

      UBS Securities Asia Limited

      Effective Time :

      2005-05-21
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      https://www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      AAV882 牌照地址 View Certified Documents AAV882 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents
    Securities and Futures Commission of Hong Kong

    Securities and Futures Commission of Hong Kong (SFC)

    The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

    • Current Status:

      Regulated
    • License Type:

      Dealing in futures contracts
    • Regulated in Country/Area

      Hong Kong
    • Regulatory License No.:

      BIN466
    • Licensed Institutions :

      UBS Securities Hong Kong Limited

      Effective Time :

      2016-12-19
    • Email Address of Licensed Institution :

      ol-sfc-licensing-hk@ubs.com

      License Type:

      No Sharing
    • Website of Licensed Institution :

      www.ubs.com

      Expiry Date :

      --
    • Address of Licensed Institution :

      46-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong

      Phone Number of Licensed Institution :

      --
    • Licensed Institution Certified Documents :

      BIN466 牌照信息 View Certified Documents UBS SFC监管信息截图20200401 View Certified Documents BIN466 牌照地址 View Certified Documents
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